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Department of Gastroenterology, Netherlands Cancer Institute/Antoni van Leeuwenhoek Hospital, Amsterdam, The Netherlands
Correspondence: J.M. Zuetenhorst, M.D., Department of Gastroenterology, Netherlands Cancer Institute/Antoni van Leeuwenhoek Hospital, Plesmanlaan 121, 1066 CX Amsterdam, The Netherlands. Telephone: 31-20-5122566; Fax: 31-20-5122572; e-mail: j.zuetenhorst{at}zonnet.nl
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LEARNING OBJECTIVES
Top
Learning Objectives
Abstract
Introduction and Epidemiology
Hereditary Predisposition
Histology and Classification
Pathophysiology and Serotonin...
Clinical Presentation and...
Diagnosis
Treatment
Conclusions
References
After completing this course, the reader will be able to:
| ABSTRACT |
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Key Words. Carcinoid • Neuroendocrine • Tumors • Treatment • Diagnosis • Epidemiology
| INTRODUCTION AND EPIDEMIOLOGY |
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The annual incidence of carcinoid tumors is around two cases per 100,000, and it varies with gender, age, and race. However, in autopsies, the incidental finding of these tumors is much higher (up to 0.5%1%), with the main location being the small intestine [2]. The overall incidence of carcinoid tumors appears to have increased in the past decades [3], possibly as a result of changes in the detection rate [4]. In age-specific incidence rates, a peak between 15 and 25 years and another peak between 65 and 75 years can be found. Under the age of 50, the incidence is approximately twice as high in females as it is in males. At older ages, a male predominance is observed, with a rate double that of women [4, 5]. For all sites, age-adjusted incidence rates are higher in males of African descent (4.48 cases per 100,000 [3]). The sites most often affected by carcinoid tumors are the gastrointestinal tract (about 65%) followed by the bronchopulmonary tract (about 25%). In about 10% of cases, the primary tumor site remains unknown. Presentation with distant metastases is found in 22% of cases, half of which have unknown primaries.
The overall 5-year survival rate for all carcinoid tumors (regardless of site or stage) ranges from 70%80% [3, 5]. As might be expected, stage of disease influences the prognosis significantly, with the best 5-year survival rate in localized disease (93%) and a poor 5-year survival rate in distant metastatic disease (20%30%). The best overall 5-year survival rates are observed in patients with appendiceal and lung carcinoid tumors (95% and 80%, respectively) due to a low rate of invasive growth or metastatic spread. Survival has improved over the last decades [3, 5, 6]. In a study by Quaedvlieg et al. [5], the introduction of octreotide (Sandostatin®; Novartis Pharmaceuticals Corp.; East Hanover, NJ) therapy was suggested to be a factor in the improvement of survival in patients with metastatic disease.
| HEREDITARY PREDISPOSITION |
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| HISTOLOGY AND CLASSIFICATION |
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Histological features related to prognosis in pulmonary neuroendocrine tumors are described in a study by Travis et al. [14]. A combination of morphology, mitotic index, and necrosis proved to be useful in the prediction of prognosis. An attempt to improve the prognostic power of the classification system was made by Van Eeden et al. [15], who investigated whether a combination of both systems resulted in a fine-tuning of the prediction of prognosis of midgut tumors and unknown primaries. Subdivision of these low-grade tumors appeared to be of less value than this subdivision in neuroendocrine tumors of the lung.
| PATHOPHYSIOLOGY AND SEROTONIN METABOLISM |
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Under normal conditions, about 99% of dietary tryptophan is metabolized by the oxidative pathway into nicotinic acid, and <1% is converted into 5-HTP. In carcinoid tumors, a disequilibrium of tryptophan metabolism results in 5-hydroxylation of most of the tryptophan, with the production of large quantities of 5-HTP, 5-HT, and 5-hydroxyindolacetic acid (5-HIAA) [16]. If there is a deficiency of aromatic amino acid decarboxylase in carcinoid tumor cells, conversion of 5-HTP into serotonin will not occur, and the tumors excrete 5-HTP instead of serotonin [17]. Due to this shift, a reduction in nicotinic acid pools can cause pellagra in carcinoid patients [18]. Urinary 5-HIAA, the breakdown product of serotonin, is still an important marker for carcinoid tumors (Fig. 1
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| CLINICAL PRESENTATION AND COMPLICATIONS |
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Carcinoid heart disease (CHD) is a late complication and occurs in 20%70% of patients with metastatic carcinoid tumors [23, 24]. In many patients, the cause of death is attributed directly to cardiac disease [25]. The pathogenesis of carcinoid heart lesions has not yet been fully elucidated, but serotonin plays an important role. This is supported by the finding of similar valve lesions in patients using appetite suppressants, such as fenfluramine or dexfenfluramine, and antimigraine drugs, such as ergotamin and methysergide, agents which all act via the serotonin pathway [26].
In several studies, urinary 5-HIAA excretion, which is indicative for the amount of serotonin production, was significantly higher in patients with CHD than in those without CHD [23, 24, 27]. Not only a high serotonin level, but also the duration of exposure to serotonin, is important in the development of CHD [27].
Carcinoid crisis with severe flushes and diarrhea leading to dehydration, hypotension, and arrhythmias, along with unconsciousness, is a potential life-threatening complication. It may be provoked by anesthetic administration during invasive procedures and is probably caused by an excessive release of vasoactive peptides into the circulation. Therefore, it is important that prophylactic measures (such as continuous i.v. octreotide infusion and extra hydration started simultaneously with the intervention) are taken during these procedures to prevent a carcinoid crisis.
In a substantial number of patients, the primary tumor remains unknown despite extensive diagnostic investigations. However, primary tumors in the small bowel can cause complications such as bowel obstruction or fibrosis with shrinkage of the mesentery during follow-up. Due to mesenterial fibrosis, patients can suffer from disabling abdominal pain with malnutrition and kinking of the bowel. Additionally, fibrosis can lead to intestinal ischemia resulting in necrosis and perforation of the bowel wall [28, 29].
Metastases to the skin seem to be a late manifestation of advanced disease, but data in the literature are scant and limited to single case reports only [30]. These metastases may present as painless subcutaneous nodules [30], but sometimes they are extremely painful [31]. The pathogenesis of the severe pain encountered in these often tiny metastatic deposits remains difficult, as neural involvement is not a consistent finding. Pain can be difficult to manage with analgesics, but local excision has been demonstrated to provide satisfactory long-term palliation [31].
The incidence of skeletal metastases in neuroendocrine tumors has been reported to be approximately 10% [32, 33]. Although bone metastases arise more often from bronchial or hindgut primaries than from midgut primary carcinoid tumors, recent studies show no preferential primary site [32, 33]. The axial skeleton is the most commonly affected site [32]. Bone scintigraphy is the most sensitive nuclear imaging technique to detect bone metastases in carcinoid disease and is superior to 111In-pentetreotide (OctreoScan®; Mallinckrodt Inc.; Hazelwood, MO) and 131I-metaiodobenzylguanidine (131I-MIBG) scintigraphy [32, 33]. Pain is the main symptom of bone metastases, and radiotherapy provides satisfactory long-term palliation in the majority of patients.
| DIAGNOSIS |
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Tumor Markers
Urinary 5-HIAA, the breakdown product of serotonin, has been the gold standard for diagnosis and follow-up of carcinoid patients for many years. The specificity of this determination is almost 100%, but the sensitivity is reported to be much lower (35%) [34]. Urinary 5-HIAA levels can be influenced by food (e.g., bananas, avocados, pineapple, and walnuts) consumption and medication use [35].
The platelet serotonin level is a more sensitive marker for the detection of small amounts of serotonin. However, in cases with a high rate of serotonin excretion, serotonin in platelets reaches a maximum and can no longer be used for quantitative determination and, hence, evaluation during follow-up [36].
Chromogranin A (CgA) is an acidic, hydrophilic protein of 49 kDa present in the chromaffin granules of neuroendocrine cells. In contrast to urinary 5-HIAA and platelet serotonin levels, it can be used in the detection of functioning as well as nonfunctioning tumors. Although its specificity is lower than that of urinary 5-HIAA level (86% and 100%, respectively), its sensitivity is much higher (35% and 68%, respectively) [34] and reported to be the highest in the foregut and functioning tumors. Levels of CgA are correlated with tumor burden [37], and a direct comparison between serum CgA and urinary 5-HIAA levels showed a higher accuracy for CgA in the detection of relapse in carcinoid patients [38]. A significantly worse survival is described in patients with very high levels of CgA (>5,000 µg/l). Data concerning the value of CgA in the follow-up of carcinoid patients to monitor treatment effects are scarce and limited to small series [39].
Nuclear Scintigraphy
111In-Pentetreotide Scintigraphy
Somatostatin receptors (SSRs), especially subtype 2 and subtype 5, are located on the cell membranes of carcinoid tumors. Octreotide analogues have a high affinity for the SSR-2 and SSR-5 receptor subtypes and a much lower binding to the SSR-1, SSR-3, and SSR-4 subtypes [40]. 111In-pentetreotide (a radioactive-labeled octreotide analogue) shares the receptor-binding profile of octreotide, which makes it a good radiopharmaceutical for the imaging of carcinoid tumors. The sensitivity of this scintigraphy technique has been reported to range from 80%90% [41]. Aside from information on the localization of the tumor, a positive finding with 111In-pentetreotide scintigraphy is also predictive of response to octreotide therapy [42].
131I-MIBG (MIBG Scan)
131I-MIBG is an analogue of a biogenic amine precursor and is taken up by chromaffin cells and stored in the neurosecretory granules. Using 131I-MIBG for the detection and imaging of neuroendocrine tumors was reported in the 1980s followed by papers about the therapeutic applications of 131I-MIBG [43, 44]. The sensitivity of the MIBG scan is reported to be a little lower than that of the 111In-pentetreotide scintigraphy scan (70% versus 85%). However, a direct comparison between these two modalities showed comparable results, with sensitivities of about 84% [41]. A combination of these scans increased the sensitivity to 95% [41].
Bone Scintigraphy
Although 111In-pentetreotide scintigraphy and 131I-MIBG scintigraphy are positive in 70%80% of carcinoid tumors, in detecting bone metastases, these scans are only positive in 50% and 20% of tumors, respectively [32]. Bone scintigraphy has a high sensitivity of 90%100% for the detection of these metastases and can be used in patients with the suspicion of bone metastases [32, 33].
Positron Emission Tomography
Positron emission tomography (PET) scanning using 18F-labeled fluorodeoxyglucose (18FDG) is widely used as a powerful imaging technique in clinical oncology. Unfortunately, increased FDG uptake in carcinoid tumors is limited due to their low proliferative activity and high differentiation rate. Therefore, several tracers directed toward the specific characteristics of carcinoid tumors, for example, 6-[18F]fluorodopamine (18F-dopa) and 11C-labeled 5-HTP, were developed for PET imaging in these tumors [45, 46]. Although the availability of PET scanning for the clinical diagnosis of carcinoid tumors is still limited, promising results have been described in diagnosing small lesions and lymph node metastases with a sensitivity of up to 65% for 18F-dopa PET [47].
Aside from its role in the staging of carcinoid tumors, uptake of 11C-labeled 5-HTP as a tracer in PET scanning is also of value in follow-up and therapy monitoring [48].
Radiography
Computerized tomography (CT) scanning can be used for visualizing liver metastases, extrahepatic tumor localization in the abdomen (lymph nodes, mesenterial tumor deposition), and tumor localization in the mediastinum and lungs. In addition to follow-up, the findings on CT scan can also be applied in decision making of local treatment options, including resection of metastases in the liver and mesenterium or radiofrequency ablation of liver metastases.
Primary tumors in the small bowel can be demonstrated with barium follow-through, although small primaries are easily missed by this technique.
Video Capsule Endoscopy
Video capsule endoscopy is a new, promising technique for the visualization of the mucosa of the small bowel [49]. The first reports of its use in patients with small-bowel bleeding are promising, and the results are better than those with push endoscopy. In the diagnosis of Crohns disease, this technique seems to be superior to barium follow-through and CT scan. Experience using the video capsule in carcinoid patients is limited, but the detection of primary carcinoid tumors in the small bowel and early resection is a potential indication for this technique.
Cardiac Evaluation
Detection of CHD at an early stage is important in order to adjust therapy and, hence, improve prognosis. Echocardiography in the follow-up and monitoring of carcinoid patients is the cornerstone for the detection of valvular lesions. However, performing an echocardiography is laborious, expensive, and not always readily available as referral to a cardiologist is necessary. A new development in this field is the detection of cardiac damage using natriuretic peptide (e.g., brain natriuretic peptide [BNP]) levels in the blood. Regular screening of BNP levels might direct the use of cardiac ultrasound and guide treatment strategies [50].
| TREATMENT |
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Octreotide Analogues
Somatostatin interferes with the release of hormones and neurotransmitters through activation of membrane receptors. Its short half-life (24 minutes) limits its clinical application. Octreotide, a somatostatin analogue, has a half-life of 90120 minutes and can be administered subcutaneously every 68 hours. Octreotide can induce symptomatic improvement in up to 80% of patients, although a good clinical response is not always reflected in a reduction of 5-HIAA excretion in urine, as biochemical response is present in 70% of cases [51]. A positive 111In-pentetreotide scintigraphy scan may be predictive for clinical response to treatment with somatostatin analogues [42]. A major disadvantage of this treatment is the need for subcutaneous injections twice (or sometimes thrice) daily. This drawback may be overcome by slow-release preparations (one intramuscular injection every 24 weeks) [52]. In addition to improving symptoms, somatostatin analogues have also been reported to inhibit tumor growth. However, reduction in tumor volume is only occasionally observed.
Interferon-
Interferon (IFN) was introduced in 1982 as a treatment modality for carcinoid tumors. Although IFN is now widely used in the treatment of carcinoid tumors, its exact mechanism of action is not yet understood. Possible mechanisms are the inhibition of cell proliferation, immune cellmediated cytotoxicity, inhibition of angiogenesis, and reduction in tumor growth by blocking the cell cycle [53]. Biochemical and subjective responses are reported in 40% and 70% of patients, respectively. A reduction in tumor size is reported in a small minority of patients (about 10%20%), and the administration of higher dosages of IFN does not increase this response rate. Development of antibodies during treatment with IFN is described in about 5%20% of patients and seems to be higher with the use of IFN-
2a (Roferon-A®; Roche Laboratories, Inc.; Nutley, NJ) than with IFN-
2b (Intron-A®; Schering-Plough Corporation; Kenilworth, NJ) [54, 55]. The role of these antibodies is controversial. Studies in patients with hepatitis B or hepatitis C did not reveal a relationship between antibody development and therapeutic response [56]. However, in a study of 327 carcinoid patients, high titers of antibodies were associated with a failure of response to treatment, but this phenomenon occurred late in the disease, after a median of 25 months [54].
A synergism in antiproliferative effects of the combination of octreotide and IFN was reported earlier [57]. However, in a recently published prospective study by Faiss et al., there were no differences in response rates among the combination of octreotide and IFN and either therapy alone [39].
MIBG
The use of a tracer dose of 131I-MIBG for the detection and imaging of neuroendocrine tumors was reported in the 1980s followed by papers about therapeutic applications of a higher dose of 131I-MIBG [43, 44]. MIBG is a biogenic amine precursor that resembles noradrenalin. Due to its high affinity for the noradrenalin transporter protein, it is taken up by chromaffin cells and stored in neurosecretory granules. Although MIBG uptake is avid in about 70% of carcinoid tumors, tumor uptake is not always sufficient for therapy. Various applications of MIBG can be used in the treatment of carcinoid patients. Apart from its help in tumor imaging, successful treatment of carcinoid tumors with 131I-MIBG was described in a small series of patients in 1987 [43]. 131I-MIBG was applied at a much higher dose (200 mCi or 7.4 GBq) to provide a selective local effect by internal radiation in the tumor cells in patients with positive 131I-MIBG scans. Significant symptomatic responses were reported in 60% of the patients, with a duration response of 8 months in a prospective study by Taal et al. [58]. The main disadvantage of this treatment is the need for isolation, which is legally required. The administration of unlabelled MIBG was reported in 1996; in carcinoid patients, it resulted in symptomatic responses in 60% of the patients, but with a short median duration of 45 months [58]. The cytotoxic effect of unlabelled MIBG is related to inhibition of mitochondrial respiration and is dependent on anaerobic glycolysis, resulting in enhanced glucose consumption, increased lactic acid production, inhibition of oxygen consumption, and reduced ATP levels [59].
Finally, radioactive MIBG after predosing with the unlabelled MIBG resulted in better biodistribution, with more intense MIBG uptake in the tumor. In addition, more patients were eligible for the radioactive treatment after predosing [60].
Radioactive-Labeled Somatostatin Analogues
The somatostatin analogue octreotide has been used since the 1990s for the imaging and treatment of carcinoid tumors. Recently, several radioactive-labeled somatostatin analogues have been developed for use in neuroendocrine tumors with positive 111In-pentetreotide scintigraphy scans. 111In-pentetreotide has a limited radiation range and is suitable for treatment of small tumors or micrometastases. However, clear tumor reduction is only reported in a minority of patients, while symptomatic improvement is observed more frequently [61]. Side effects are mild and restricted to minor hematological toxicities and renal function impairment [62]. Higher tumor radiation can be achieved by application of 90Y and 177Lu, which are beta particles with a wider range of radiation and possibly a higher tumor uptake in neuroendocrine tumor lesions. The first reports of these modalities showed a tumor reduction in about 15%30% of patients, with clinical benefit in up to 60% [63, 64]. Observed toxicities were nausea and vomiting, hematological toxicities, and some renal function impairment. However, there are some papers reporting the development of end-stage renal failure or myelodysplastic syndrome/leukemia after the administration of radioactive labeled somatostatin analogues [65].
Systemic Chemotherapy
The indication for chemotherapy in neuroendocrine tumors is limited, and it is reserved for high-grade malignancies, which represent only a small minority of this tumor group. Single-agent chemotherapy is not very useful in the treatment of carcinoid tumors, with very low response rates of about 5%10%. Although schedules with combination chemotherapy have slightly better response rates (15%30%), these results are still disappointing [66, 67]. A direct comparison between IFN and chemotherapy did not result in a better response rate with chemotherapy [68]. Therefore, chemotherapy is not considered to be a first-line treatment for carcinoid tumors.
Hepatic Artery Chemoembolization
Local treatment of hepatic metastases of carcinoid tumors is attractive because of their slow and localized growth pattern. Liver metastases are usually diffuse at the time of diagnosis, and surgical resection is rarely feasible. Hepatic artery embolization is a local treatment modality of the liver, which may not only ameliorate symptoms but also reduce tumor burden. An objective or biochemical response rate of up to 50% and a median duration of effect of 12 months have been reported in cases failing systemic therapy [69, 70]. Reports on chemoembolization show slightly better biochemical and tumor response rates. Side effects are pain in the liver region, renal toxicity, and elevation of liver enzymes with fever (postembolization syndrome).
Radiofrequency Ablation
Radiofrequency ablation (RFA) is a fairly new technique that can be used for nodules up to 4 cm in diameter in the treatment of unresectable primary and secondary hepatic tumors [71]. The complication rate is 5%10%, and the mortality rate is low, with a reduction in complications with increasing experience with this technique [72]. The use of RFA in metastases of neuroendocrine tumors has been reported in small series. Local tumor control has been reported in almost all patients, and a symptomatic and biochemical response has been reported in about 60%80% of patients. However, local recurrence and the development of new metastases are frequently reported [73].
| CONCLUSIONS |
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Because carcinoid tumors are uncommon, effort should be made to treat these patients in specialized centers and for these centers to join together in multicenter studies.
| REFERENCES |
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